CONTROL AS A LEGAL FORM OF STATE REGULATION OF THE STOCK MARKET LEGAL RELATIONSHIPS IN UKRAINE

Problem setting. The control as a legal form of state regulation of the stock market legal relationships are determined by the concept, views and system control means іn this article. Analisis of resent researches and publications. The study of control as a legal form of state regulation of activity of economic entities have devoted attention in his works G. I. Andrushchenko, V. A. Sinkovics, A. I. Onufrienko, V. I. polyuhovich, A. Romashko, Y. N. S. Studenka, S. M. Shishkin, V. S. Shcherbina and others. Target of research. The purpose of this study is the concept, types and system tools to characterize the testing as a legal form of state regulation of economic relations in the stock market of Ukraine. Article’s main body. Control is defined as the aggregate of organizational, technical and legal measures, designed to determination of the degree conformity of activity participants of the stock market with the legislation on securities and the stock market in order to timely manner detect and prevent violations, application of sanctions for their commitment, remove obstacles to the normal functioning of the stock market. Conclusions and prospects for the development.The types of control in the stock market are defined: a) by the criterion of the subject and the scope of control: state, delegated, intracompany, outdoor economic control (audit), public control; b) by the criterion for the implementation stage: preliminary, current, subsequent; c) on the substantive criterion: operational and financial. The general and special forms of control of the stock market relations are investigated. Among them: the licensing of the stock market professional activity; state registration; permission procedure, certification of the stock market experts, disclosure requirements for stock market participants, approval of candidates for the posts of heads of FB, prudential norms, regulation of prices and tariffs, financial monitoring.